Skip to main content

John Cooley Comment On Regulatory Notice 22-08

I am 74 years old and have the majority of my assets under mgt. with two different styled advisors. I have invested in Pro Shares Short S & P 500 ETF for two small accounts (which I oversee) in a very limited and disciplined approach to offset the economic problems caused by the current administration in Washington. I understand the risk, but given the current market conditions, believe it is very appropriate. Please do not limit my freedom to choose.

James Croft Comment On Regulatory Notice 22-08

The ability to invest in these types of products is what makes our market so great, having that ability taken away isn't right or in the best interest of investors. Every day investors need to learn and have experiences of investing in these complex products with learning about them through experience while understanding the potential risks of doing so. I OPPOSE RESTRICTIONS ON MY RIGHT TO INVEST IN THE BEST MARKET AND COUNTRY IN THE WORLD!!

Greg Nelson Comment On Regulatory Notice 22-08

Hello - It has been brought to my attention that FINRA is considering taking action against "complex products" which include leveraged and inverse funds. Leveraged funds are important to my investment strategy. I use them as a limited part of my portfolio with the goal of seeking enhanced returns. It should be my option to choose which investments are right for me and my family. I'm not ok with FINRA or anyone else deciding which tools I use to build my financial 'house'. I am ok with an extra pop-up or alert from the broker.

Todd Metcalfe Comment On Regulatory Notice 22-08

FINRA, This is patently ridiculous and Un-American. Just exactly why is this being contemplated? Why should a trader not have the right to effectively change their minds, regarding their sentiment towards the markets. Its patently ridiculous to imply that individual investors only be left with buy&hold or buy & sell to cash alternatives. The same thought processes apply to leveraged funds and covered options. These things are toolsmaybe not used by all, but certainly valuable to many. Its like Lowes deciding that Joe Q.

Benjamin Harrison Comment On Regulatory Notice 22-08

As an investor, we should have the right to choose our own specific investment vehicles best suited to our investment objectives and risk tolerance. Leveraged and Inverse funds, although involving more risk, can help individual investors with my investment experience and risk tolerance, are able to achieve the results I'm looking for as part of my overall investment portfolio.
This decision should ultimately be my choice, and should not be left in the hands of regulators.