Richard Clinton Comment On Regulatory Notice 22-08
I believe people should be free to make investment decisions for themselves. I think additional regulations will only drive retail investors into unregulated crypto markets.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
I believe people should be free to make investment decisions for themselves. I think additional regulations will only drive retail investors into unregulated crypto markets.
Leave our investments alone
Please do not take away my ability to make my own investment choices. My ability to choose my investments should be mine, not regulators. Leveraged and inverse funds should be available to all investors, not just the wealthy.
I oppose restrictions to my right to invest in various different forms of securities
It would be nice if you could keep your hands off Our Crypto trades. Especially due to the horrible spending that this Adimistration is displaying. [REDACTED]
Comments are specifically speaking to self-directed / unadvised investors. Direct investment in derivatives should require additional education. Proof of completion of these courses should be required before being allowed to use them. This [REDACTED] is nitro, and the influence of people online pitching options strategies as easy and safe is enflaming the issue. It's far too easy to find stories of people actively ruining their lives because they just didn't understand. All that said, structured derivatives products should be able to be accessed by anyone and everyone using a DIY platform.
I strongly oppose any restriction of my right to invest in leveraged and inverse funds. I have spent the last 30 years of my investing life arriving at an approach which works for me and leveraged ETFs are a vital part of this approach. While they may not represent the majority of holdings in my portfolio, their leveraged nature makes them a necessary part in achieving my investment goals and in optimizing everything from risk hedges to tax implications. Without them, my entire approach would be invalid. Again, it took me 30 years to arrive at this approach.
as a long term investor in SH, I strongly object to plans to restrict investment leveraged and invest funds.
Inverse ETFs that have positive returns when the overall market is down is absolutely vital to hedging an investment portfolio, especially given the recent market declines. These investments should not be restricted to a privileged few but should be made available to all the public. I heartily oppose any legislative action to restrict the right to make this kind of investment.
Limiting the ability of the common stock holder to use leveraged stocks leave the market free for only the privileged few. Wrong doing and unjust.