Skip to main content

Daniel Hershberger Comment On Regulatory Notice 22-08

Gentle ladies and Gentlemen, I hope you do not prevent investors from using various forms of ETF's, structured funds, and all the other forms of investment vehicles that some of us like to use to protect and enhance our portfolios. Speaking for myself only, because I cannot speak for all the other market participants as there are too many and they have areas of expertise that I don't, some of those funds are a great help to me. In my case, I use leveraged funds which allows me to keep more of my resources in reserve rather than put them all at risk.

John Lupomech Comment On Regulatory Notice 22-08

I have been investing on my own for most of my adult life through a process that uses all means available to learn about the best methods and options to secure my family's future.

Investing is always risky, markets do not always continue to go up. However, through the use of leveraged funds I have an opportunity to boost my results above typical market returns while taking into consideration that these funds are only a complement to my overall investment strategy. I allocate their use with a small segment of my overall investments fully understanding the inherent risks.

Ronald Rogers Comment On Regulatory Notice 22-08

Violates the Existence of a Free Market is a basic principle of trading in the Stock Market. The inverse leveraged Securities have taken a Hugh Beating while the Indexes continued to rise.
Now that the Trends are changing Regulators are wanting to
place restrictions on these leveraged inverse funds.

Short Selling is not regulated and it is normally augured that it is necessary for a Free Market. If that is true, the same should apply to the leveraged and inverse funds.

Ryan King Comment On Regulatory Notice 22-08

I oppose this regulation because the etf/fund is already obligated by federal law to disclose risks and fees to the public. If a potential investor wants to invest in these securities, especially in a self directed brokerage account, they are acknowledging the disclosures laid out by the fund. Detailed disclosure is already listed in the fund/etf prospectus. Adding additional hurdles limits liquidity and free market investment