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Joff Thompson Comment On Regulatory Notice 22-08

I was disappointed to hear about this potential change. I have been investing in the public markets for 20 years. Although I do not have a degree or certification in finance, I feel I am knowledgeable enough to invest in both leveraged and inverse funds. I feel strongly that the decision to invest in leveraged funds should be my decision, and not the regulators. And certainly, there is enough inequity in the current markets. We dont have to shift the balance any further towards the privileged!

Brad Reel Comment On Regulatory Notice 22-08

I am strongly opposed to the FINRA's misguided proposed regulations. This absolutely irresponsible regulation would clearly hurt investors by denying me the ability to choose investments that could help me and my family achieve long term financial security. It would also upend our regulatory system by giving regulators the right to decide what public securities that I can invest in and takes that right away from me. It is arbitrary and vague. The definition of "complex products" could ensnare a large number of public securities.