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Richard Wimmer Comment On Regulatory Notice 22-08

I oppose any additional regulations and/or controls on making personal investment decisions. My opinion is based upon the knowledge and experienced gained since 1965 when I started investing which was followed as an investment research analyst and portfolio manager . I also hold an MBA and JD. The best protection for most investors is self taught over time without outside interference.

Thomas Bennet-Jr. Comment On Regulatory Notice 22-08

I am a private investor and am writing this letter to express my concerns with the actions proposed in the FINRA regulatory notice 22-08. The actions described in the notice seem to fall under the premise that the government can chose the publicly traded investments that are best for me or worse, I have to jump through hoops to pass some sort of government test to invest in things such as leveraged ETF's or inverse ETF's. It should go without saying but I have to say it her in protest of these potential rules - stay out of my investment choices.