Skip to main content

Sean Smith Comment On Regulatory Notice 22-08

I am opposed to regulators interfering or restricting my rights as an investor. I use ETFs like these to enhance returns and often times even to protect me from downside risk (i.e. buying a market leveraged inverse when my portfolio has had outsized returns). I feel the regulators job should be one to provide information so people understand the risk, I don't feel they should limit my investment options or reduce the products I have available to me. This only serves to hurt the retail investor not help them. I appreciate the consideration.

George Busher Comment On Regulatory Notice 22-08

Gentlemen, I was quite surprised to hear that you would be trying to further control how and why I invest my money. I completely understand prospectus, and I have the right to make or lose money as I see fit. I do not need your oversight, and I do not appreciate any additional regulation on my investing.
I have been investing in inverse funds, leveraged funds and other exchange ETFs for many years and the idea that anybody would try to come in and control my ability to invest is totally contrary to the freedoms I am accustom to in this country.

Scott Shea Comment On Regulatory Notice 22-08

I have been using inverse/leveraged funds for over 7 years now. When I started I was new to trading. I did all the research on the funds as that was my responsibility as a trader. The brokers I use all explained in great detail the risks of trading these types of funds.
Everyone should have the right to trade these types of investments. It should not be based on how much wealth you have. These are public funds and should remain that way.

James Gardner Comment On Regulatory Notice 22-08

Although I don't disagree with some regulation, I do have a hard time accepting restriction from investing in funds or stocks that I deem are acceptable to my risk appetite. If the regulation proposed would eliminate my access to these funds that I have the ability to research prior to any investment, I strongly oppose it. If the regulation would require that my investment vehicles be vetted for legitimacy and/or for misinformation, I'm all for it.