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John Frick Comment On Regulatory Notice 22-08

I find it VERY intrusive and limiting to deny individuals with small capital the opportunity to invest in leveraged funds. These funds are professionally managed, providing defined risks to the investor, and should be viewed no differently than a mutual fund with risk and reward based upon a fixed investment strategy that actually limits risk to the investor while providing access to securities that DO require certain pre-conditions like minimum capital to invest. Thats what the FUND does!

Christine Nguyen Comment On Regulatory Notice 22-08

I should be able to invest in whatever I want.
I am using leverage funds to hedge my positions. I am using it as part of my diversified portfolio.
I shouldn't have to go through any special process
like passing a test before you can invest in public securities,
like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds
and their risks. I do not
need these measures imposed on you.