Kenneth Chapman Comment On Regulatory Notice 22-08
Im a doctor that is also an accountant. I dont need the SEC or FINRA looking out for me. I invest small amounts on a short term basis in leveraged funds. I understand that all the money I invest can be lost. If people dont understand this then that is on them. Thats why they have a 401k and not their own self directed IRA or brokerage account. Im not against having to pass a small test or questionnaire, but having to prove net worth or high income is not fair.