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Tracy Ditchfield Comment On Regulatory Notice 22-08

It has come to my attention that FINRA is considering further regulating certain leveraged and inverse ETF funds by placing additional requirements on who may trade them. As someone who has traded in stocks, bonds, mutual funds and ETFs for nearly 30 years for my own portfolio and 3 years as a Series 6 and 63 Registered Representative, I oppose such a restrictive move as a dangerous overreach by this governing body. I engage in using these types of funds regularly as part of my investment portfolio, and will continue to oppose this move. Thank you for your time and consideration.

Wesley Shipe Comment On Regulatory Notice 22-08

I wish to continue to have the freedom and flexibility to invest my money as I see fit. Disclosures are already provided on the risks of levered investment products and our education system thankfully teaches every American how to read. If I were an accredited investor I wouldn't NEED to take above average risk for a potential above average return.
This would further increase inequality through a lack of options for those that aren't high net worth individuals.

Kevin Terry Comment On Regulatory Notice 22-08

I use the leverage etfs to cover the 3 days I would need in some cases for funds available. In other words I use a method that follows the trend and goes long and short depending current conditions. So I use a double and double inverse at 50% of my total amount to get the same effect of go full size long and short. If it was not for these funds I would not be able to do this in my small account. I have been doing this for 20 years.