Skip to main content

Jon Salvati Comment On Regulatory Notice 22-08

I oppose any restrictions on my ability to trade leveraged and inverse funds. These products are an important part of my self directed portfolio and I understand their purpose and limitations. Having these investment options allows me to execute my own investment strategies rather than pay a fee to an investment manager who will still have access to these funds if this regulation is implemented. How is this fair?

John Frick Comment On Regulatory Notice 22-08

I find it VERY intrusive and limiting to deny individuals with small capital the opportunity to invest in leveraged funds. These funds are professionally managed, providing defined risks to the investor, and should be viewed no differently than a mutual fund with risk and reward based upon a fixed investment strategy that actually limits risk to the investor while providing access to securities that DO require certain pre-conditions like minimum capital to invest. Thats what the FUND does!

Christine Nguyen Comment On Regulatory Notice 22-08

I should be able to invest in whatever I want.
I am using leverage funds to hedge my positions. I am using it as part of my diversified portfolio.
I shouldn't have to go through any special process
like passing a test before you can invest in public securities,
like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds
and their risks. I do not
need these measures imposed on you.