Skip to main content

Gregory Kern Comment On Regulatory Notice 22-08

I should be able to choose which public investments are right for me. Not YOU! I am strongly against having to go thru any restrictions to my access to leveraged or inverse funds. I do not need, nor want any restrictions to be imposed. We are not dumb, and know the risks and benefits of these type of investments. These types of investments are a part of my overall strategy and adds additional protection for my investments.

Elba Mack Comment On Regulatory Notice 22-08

Heavy disclosure on the risks associated with these securities (leveraged funds) already exist. The brokerage community is doing a fine job without any required regulation. Tax payer monies can be better spent. As an example, when I purchase these securities in my account, and I use several brokerage firms, a large warning sign pops up and I can not complete the trade until I have read the note and agree to understanding the risks.