Skip to main content

James Messmer Comment On Regulatory Notice 22-08

The ability to freely access leveraged and inverse investment products allows even the small investor both opportunity and protection from market volatility. True, there are some who use these freedoms unwisely, but that is true of anything. Existing safeguards and regulations, in my opinion, are sufficient for the majority of investors, and risk and foolish choices will never be squeezed from investing. Risk assets are just that. Inverse products in particular serve as insurance for market gains during periods of increased volatility.

Heang Lee Comment On Regulatory Notice 22-08

Please let us invest in the leveraged investment products. This is only tool we have for small investors to hedge our investments with very small risk. Without this option, we would not be able to invest long term without safely hedging our long-term investments. These products are very handy when the risk is high like current period. Without these products, we may have to sell everything now to reduce losses if this risky period continues. With these products, we can hedge and ride out the storm.

Alex Wernberg Comment On Regulatory Notice 22-08

For me, leveraged funds are an indispensable way of dealing with market volatility. Being invested in a twice leveraged diversified equity fund, such as a leveraged SP500 fund' and holding 50% in cash, allows me not to panic in a sharp market downturn. Knowing I will not lose more than one half of my equity, allows me to make unemotional decisions when they are most needed. I request that you do not remove this important portfolio management tool from the individual investor.

David Kumbera Comment On Regulatory Notice 22-08

To whom this may concern. It has come to my attention that FINRA has proposed ne regulations that would limit my ability to invest in certain instruments, such as leveraged, or inverse funds. I am a truck driver who manages 80% of his investments. The proposed limitations/requirements would affectively lock me out of roughly 10/12% of my personal strategies that help me hedge against market fluctuations, thus protecting my capital. I am not a imbecile in need of "protection" from myself. I am fully capable of understanding leveraged instruments, derivatives and other types of investments.