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Vincent Manopoli Comment On Regulatory Notice 22-08

While I fully understand the need to have informed investors by placing common investment vehicles such as ESG funds , CEFs, ETF etc. on the list only serves to limit investments from the "common citizen".

In addition artifical barriers such as " broker approval" and tests seem to tilt the landscape toward forcing individuals to use "advisors" who charge fees. We know how well that works with products like annuities which are often hawked to investors based on the fear of loss.

Mark Majerus Comment On Regulatory Notice 22-08

I have used leverage funds over the past fifteen years. They are integral part of my investment strategy, one that has allowed me to retire early. This constituent a limited portion of my portfolio but have allowed enhanced returns. This would not be possible has I not been able to use leverage funds earlier in my investment experience or with a smaller portfolio balance. There is ample information available relative to the risks for this class of funds, additional hurdles or limited access is not required.