Ronald Demouthe Comment On Regulatory Notice 22-08
Under FINRAs potential regulations, if your investments are deemed complex you might be required to: Pass a regulator-imposed test of your specialized investment knowledge Demonstrate a high net worth Get special approval from your broker Attest to reading certain materials Go through cooling off periods where you cant invest FINRA Should mind their own business and leave individual investors alone. We individual investors are smarter than you think we are and making individual investors and traders get special training or permissions to trade is wrong and should not be instituted.