2022076149301 Michael Ryan Petruska CRD No 4907900 OHO Decision df (2025-1736986804194).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. MICHAEL RYAN PETRUSKA (CRD No. 4907900), Respondent. Disciplinary Proceeding No. 2022076149301 Hearing Officer–MJD HEARING PANEL DECISION December 10, 2024 Respondent willfully failed to amend his Form U4 to disclose a felony charge, in violation of Article V, Section 2(c) of FINRA’s By-Laws, and FINRA Rules 1122 and 2010.

Regulatory Notice 24-16

FINRA has amended its Code of Arbitration Procedure for Customer Disputes (Customer Code) to clarify and, in some instances, amend the applicability of the Document Production Lists to simplified customer arbitrations administered under Rule 12800. 

2023079509301 Mary Christine Beslagic CRD 5966835 AWC lp (2025-1736641203020).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023079509301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Mary Christine Beslagic (Respondent) Former General Securities Representative CRD No. 5966835 Pursuant to FINRA Rule 9216, Respondent Mary Beslagic submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
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