2022076795001 George Snyder IV CRD 4276539 AWC lp (2024-1731284399740).pdf

FINRA REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT N0. 2022076795001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: George Snyder IV (Respondent) Former General Securities Representative CRD No. 4276539 Pursuant to FINRA Rule 9216, Respondent George Snyder IV submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

Election Notice - 10/18/2024

Executive Summary

The purpose of this Election Notice is to notify FINRA small firm members of the Small Firm Advisory Committee (SFAC) election and the distribution of ballots. Two seats on the SFAC are up for election, one representing the North region and one representing the West region. FINRA small firm members1 in those regions as of the close of business on Thursday, October 17, 2024, are eligible to vote in these elections. 

Voting concludes on Monday, November 18, 2024.

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