FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068719701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: IMC Financial Markets (Respondent) Member Firm CRD No. 104143 Pursuant to FINRA Rule 9216, Respondent IMC Financial Markets (IMC) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2024081388501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Kimberly A. Clark (Respondent) Former General Securities Representative CRD No. 4312757 Pursuant to FINRA Rule 9216, Respondent Kimberly A. Clark submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022075368101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Kevin P. Kuhl (Respondent) General Securities Representative CRD No. 6289249 Pursuant to FINRA Rule 9216, Respondent, Kevin P. Kuhl, submit this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2024081396701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Vincent Catanzaro (Respondent) General Securities Representative CRD No. 2566951 Pursuant to FINRA Rule 9216, Respondent Vincent Catanzaro submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.