Kyle Carscaden Comment On Regulatory Notice 22-08
Everyone who buys leveraged ETF's knows the risk. They should be available for all investors. Focus on already weathy people who commit acutal fraud.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Everyone who buys leveraged ETF's knows the risk. They should be available for all investors. Focus on already weathy people who commit acutal fraud.
I should be able to invest my money how I see fit without proving to the government that I know what I am doing. I know the risks mean that I can lose my money and I am willing to let that happen based on the rewards I might receive for taking those risks.
SEC, I do not want any existing opportunities that I can invest in or use for investing leverage to be limited in any way. Do not pass any laws limiting or regulating these opportunities. You need to concentrate on better regulating large institutions which eagerly and openly manipulate investments and markets, while claiming they do not. You work for us, American citizens, so protect us from them, not them from us. Thank you.
Dear Sirs:
I trade leveraged and inverse funds from time to time in order to protect my modest account. I oppose any regulation that would place obstacles in the way of trading these funds.
I am vehemently opposed to these regulations. All investors
should have the right to buy any available public investment without you deciding who is rich enough or smart enough to purchase these funds. Please allow people to make their own decisions and let them be accountable for the results of their decisions without the governments assistance.
I do not want your investment help in telling me what I can buy and what is off limits. I know how to read and have and would like to continue to have the right to make my own decisions.
Please do not limit our ability to invest in these products. With proper risk control, they can be great vehicles.
We do not want our investment Orions restricted arbitrarily by the government.
I oppose the proposed rule regarding increased restrictions on trading certain funds / securities. I, and other members of the public, am capable of making investment decisions and can suitably analyze the benefits / drawbacks to various investments. Taking risks is a fundamental part of the human experience, and placing further limits on the kinds of people who can trade certain products will reduce the long-term return profile for many people.
I am an individual investor who utilizes leveraged ETFs to get leverage with investing. For the small portion of my portfolio that I dedicate to leveraged ETFs, they are an excellent source of taking on a little more risk with a small amount of capital. As long as people are aware of the potential risks with leveraged ETFs like huge drawdowns and fund closures, I think there shouldn't be major regulations on these sorts of products.
I would like to leveraged stocks to buy as they are better than any individual stocks