| FINRA.org Skip to main content

Roger Chu Comment On Regulatory Notice 22-08

I would like to make my own decision as to what to invest. I oppose restrictions on my right to invest in public investments. I, not regulators, should be able to choose the public investments that are right for you and your family. Public investments should be available to all of the public, not just the privileged. I shouldn't need to pass any test before I can invest in public securities (e.g., leveraged and inverse funds). I understand the leveraged and inverse funds and their risks. I do NOT want to be restrict by regulators.

Dr. Wise Comment On Regulatory Notice 22-08

I read with concern the notice from Ameritrade that there is pending regulation on my ability to self-direct my investments in my company's 401k plan into leverage ETF funds. For the life of me, I cannot think why this proposed restriction would be necessary. Self-directed investors are well aware of the risks involved with any sort of investment and should be free to take additional risk with the possibility of additional reward, particularly since it does not involve any other investors in any kind of pooled account.

Walter Fallows Comment On Regulatory Notice 22-08

I oppose FINRA's limitations on my ability to buy leveraged and inverse funds. These are public funds, but proposed limitations on my ability to buy and sell these instruments will make them available only to a select group.

I have used these types of instruments for many years as a hedge in my portfolio. I am certainly able, and motivated to understand risks and upsides to leveraged and inverse funds.