Skip to main content

George Harn Comment On Regulatory Notice 22-08

I have been actively investing in the stock market since 1985 and have followed the development of leveraged and inverse funds and ETFs as they progressed. I think the current requirements of the brokerage firms is adequate information to investors about these types of securities. I think no additional restrictions or regulations should be placed on my right to invest in these securities.

Carol Wildermuth Comment On Regulatory Notice 22-08

We are strongly opposed to FINRAs additional regulation on public securities. It would severely limit peoples investment choices while putting extreme burden on the broker dealers. A as long-time member of FINRA, it is very disappointing to see FINRA simply increase regulation rather that make any attempt to make regulation work on behalf of the public, and the people they are supposedly serving.