Clarissa Carlton Comment On Regulatory Notice 22-08
Stop Government from taking away our rights of freedom!
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Stop Government from taking away our rights of freedom!
Dear Regulators'
I oppose any and all legislation that will limit my ability invest in any securities. I am quite capable of assessing risk in trades in my accounts.
I have been investing in ProShares for years, and I find them to be very solid investments.
Since I feel that this entire industry is lacking in regulation (or is it enforcement?), I'm in full agreement of this rule. I only am a small investor, but I think transparency is the key to most things.
Thank you.
Please stop taking Americans right to do what they want with their money.
As an investor, I should have the ability to make my own choices on investing after evaluating the risks. This isn't something that should be limited by regulators.
I am fed up with regulations that shut out opportunitys to invest from anyone except the few privileged.
I believe that investor education, transparency and risk disclosure should be the primary focus of FINRA and the industry.
Inverse and leveraged funds are a perfectly transparent and clear way for investors to gain advantages over various market conditions without the complexity of option agreements that could expose them to massive risk. Unlike a short option, losses in an inverse fund are limited to the size of the investment, a responsible and conservative path for any investor.
I oppose restrictions on my right to invest in public investments.