Wade Woodward Comment On Regulatory Notice 22-08
This is unnecessary regulation. Seasoned investors already understand the process.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This is unnecessary regulation. Seasoned investors already understand the process.
I think I need those rights to buy leveraged and inverse funds.
WE SHOULD HAVE THE SAME RIGHT TO INVEST AS ANY OF THE PRIVILEDGED FEW HAVE !
Don't put additional restrictions on my investments.
I want to have the freedom n right to invest. We are retired. We need to invest to supplement our income.
Hello,
I am urging you to not limit my ability to participate in any public investment by requiring me to meet increased requirements such as a high net worth, passing special exams, permission from a broker, etc. It is not hard to understand how leveraged and inverse funds work so please dont impose any more restrictions. These funds, although a limited part of my portfolio allow me to protect my investments during all market conditions. Thank you for protecting my freedom to invest.
Many of these products are tools that enable ordinary investors to invest with reduced risk, lower cost and greater safety. They make investment strategies available to all that were previously restricted to the large, the very wealthy and the powerful.
I oppose restrictions to my rightto invest!
Please, do not take away my freedom to choose how to invest my money. Also, please, do not forget we are in America, and we should not start restricting peoples freedom like China, Russia, and even the European Union. If there is a problem with the education people have when investing in these types of assets, then let's improve that! Taking away freedoms does not resolve the problem! Let's not forget America is the leader of the free nations and imposing regulations that will not solve the problems that sound like what another type of countries would do!
Thank you!
These are an important risk management tool I use