Mini Gaba Comment On Regulatory Notice 22-08
I want to have the opportunity to invest in anything I want.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
I want to have the opportunity to invest in anything I want.
The FINRA is overstepping its authority by not allowing the average/retail investor to make their own decisions and take their own risks. Investing is risk taking by nature and its not fair for the average investor to be forced into buying only one type of investment (i.e. Long).
I and not regulators should be able to choose the public investments that are right for you and your family. Public investments should be available to all of the public, not just the privileged.
Free to chose thats America way
It should be up to me alone to make these decisions.
Hello, Please don't take away our ability to invest in Crypto( retail) I was an at home dad for 18 yrs and have no retirement. Investing in crypto may be my only chance to secure a retirement income. I'm 59yrs old so I don't have much time. Thank you for your time.
Stop treating citizens of this country like we're stupid, incapable, or unable to make decisions, good or bad, for ourselves.
I oppose restrictions on my right to invest.
To the fine folks at FINRA and the SEC -
Enough is enough. Over the years your efforts to protect investors from predatory industry practices have been nothing but stellar. But at some point in the last 20 years or so, you have jumped the proverbial shark. I have watched as the requirements for disclosure, for the tiny-print that extends to infinity (and beyond), all part of a steady yet woefully misguided march towards somehow protecting investors from themselves have become ridiculously cumbersome and exceedingly ineffective.