Natarajan Kumaravelu Comment On Regulatory Notice 22-08
Please allow us to invest freely per our own individual risk profile and appetite.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Please allow us to invest freely per our own individual risk profile and appetite.
I am concerned that these proposed rules would give FINRA a big step toward micromanaging what is an allowable investment for the average citizen. I believe the existing rules are sufficiently protective (if properly followed by the industry) of the average investor. So there is not a pressing need to add this type of complexity to the investment process in order to deal with "complex" investments.
Please do not discriminate against me based on the balance of my account.
FREE COMMERCE..!!!, ALL the WAY...!!!
Regulators should not be the ones to choose public investments for me and my family. Public investments should be available to all the public, not just the privileged.
Hello, I dont want my rights limited in terms of my investment choices. Im an informed investor and dont want to lose access to these funds.
We should be allowed to invest in crypto funds. I do not know why I need more red tape
There is a legitimate investment case for these funds. If you restrict these in the way you propose perhaps you should also restrict individual stock holdings; and active mutual funds. The same principals of possible risks and losses apply.
Stop chipping away on our rights! Everyone has the right to invest and it must stay that way! The efforts of turning this country from a democracy into an oligarchy are are very see through and nothing short of illegal.
To Regulators, I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds because I have more than 40 years of stock and options trading experience in USA. I am capable of understanding those funds and their risks more than any finance professionals. It is totally against the spirit of law under democratic society. Do not try to control the free market mechanism like the communists.