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Mark James Comment On Regulatory Notice 22-08

The wording of this notice, especially "complex investment products", is so arbitrary & vague that it could encompass too many popular avenues for the common investor to act in is own best interest and give even more of an advantage to the mega-wealthy. Please let us decide what is too complex for us and allow us to have the same access to financial instruments that large firms have. We feel the game is already rigged in their favor and this proposed bill will just further prove that sentiment.

Christian Gangitano Comment On Regulatory Notice 22-08

Public investments should be available to all of the public with restrictions only imposed by a brokerage. Investors should not have to go through any special process before they can invest in public securities, like leveraged and inverse funds, except those imposed by respective brokerages. As markets face economic uncertainties and the likelihood of increased volatility in the near and long term it is even more crucial that leveraged and inverse funds can be liberally utilized by investors per their respective investment strategies.