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Chi Sun Chan Comment On Regulatory Notice 22-08

I am a retail and self-directed investor mainly trading and investing in US listed leverage & inverse ETFs and associated exchange traded options. I am also a finance professional with work experiences in investment advisory on vanilla and structured products, including equities, fixed income, interest rates and currencies, in overseas jurisdictions outside of the US, and hold MBA and CFA qualifications. My opinion is going to centre around leverage & inverse ETFs & options, and regulatory balance between protection and investment democratisation for retail investors.

Matthew Bonner Comment On Regulatory Notice 22-08

Limiting the public's ability to buy leveraged and inverse products is unnecessary and does a profound disservice to the average investor. These products serve an important role far beyond speculation. Inverse funds are extremely useful for hedging and protecting long term positions, and for many retail investors, are mathematically simpler and more straightforward than options. And re leveraged funds, mechanisms obviously already exist for brokerages to require additional margin for securities with greater price volatility.

William Hiemer Comment On Regulatory Notice 22-08

This comment is reference proposed FINRA Regulatory Notice # 22-08. I am against any regulation that limits my ability to invest in any mutual fund, ETF or stock. This includes mutual funds and ETFs that are leveraged or work inverse to a particular index. I am capable of understanding the risks, and rewards of these type investments. We do NOT need another regulation! Bill Hiemer