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2023077854301 Willnard Love CRD 7422353 OHO Decision ks (2025-1756340405866).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. WILLNARD LOVE (CRD No. 7422353), Respondent. Disciplinary Proceeding No. 2023077854301 Hearing Officer–MC HEARING PANEL DECISION July 25, 2025 Respondent Willnard Love is barred from associating with any FINRA member firm in any capacity for making false and misleading statements and submitting a falsified examination score report to his firm. Respondent is also ordered to pay costs.

2022076787401 Tradestation Securities Inc. CRD 39473 AWC lp (2025-1756081200050).pdf

From July to September 2022, TradeStation Securities distributed retail communications concerning crypto assets or crypto asset-related services which failed to clearly disclose that crypto assets were not offered through a registered broker-dealer or which did not provide a fair and balanced presentation of the benefits and risks of the products discussed. Therefore, Tradestation Securities violated FINRA Rules 2210(d) and 2010 and is censured and fined $85,000.