FINRA Announces Launch of Crypto and Blockchain Education Program
FINRA announced today the launch of its new Crypto and Blockchain Education Program, which is designed to provide FINRA member firms and their employees with educational resources focused on crypto assets and blockchain technology.
      
  2024083348501 Harry Harper Warnick CRD 6916323 AWC ks (2025-1760574017159).pdf
Warnick failed to provide information and documents requested pursuant to FINRA Rule 8210 in connection with a FINRA investigation into whether Warnick participated in an undisclosed private securities transaction and outside business activity and maintained an undisclosed securities account. As a result, Warnick violated FINRA Rules 8210 and 2010 and is barred from associating with any FINRA member in all capacities.
      
  23-00326(4).pdf
motion to vacate
      
   
            
    