2023079966301 Maximiliano Ramirez CRD 7297643 AWC lp (2025-1759969201794).pdf
From May 2022 to August 2023, Ramirez engaged in an outside business activity first
without prior disclosure to his firm and then contrary to the directive of the firm. As a
result, he violated FINRA Rules 3270 and 2010. For this conduct, Ramirez is suspended
for two months and fined $5,000.
Corey Peery Comment On Regulatory Notice 24-13
| I just wanted to emai and comment to you guys that this rule has cost me money and opportunities WAAAAY more than it has helped me or protected me. I LOVE to daytrade, and I'm good at it. But this rule makes me hesitant to get out with smaller gains and waiting to maximize each trade is a good way to fail. Running out of trades on a good day and having to watch prices increase when I need the money to pay bills just encourages bad trading. |
Corey Peery Comment On Regulatory Notice 24-13
| I apologize that I did not send my suggestions as described in your notice. My two biggest suggestions that I would like as an experienced yet retail trader would be: 1. lower the 25k limit to a more reasonable amount like 2500 to day trade unlimited. 2. Allow more day trades for accounts that do not have 25k. In my experience, 6-10 day trades a day would be my suggestion. Thank you for your consideration. -Corey Peery |
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