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Christopher Norce Comment On Regulatory Notice 22-08

I should be able to invest based on what I am able to invest and where I choose to invest it. There is no need for a special process for this. I can make my own risk assessment based on my earnings etc. Many of the funds I use as a hedge against a market crash in order to protect my earnings. It makes no sense to remove these types of investments. When used within your individual risk profile they can be helpful in maintaining and growing wealth for retirement.

Roger Porter Comment On Regulatory Notice 22-08

The proposed regulatory changes are embarrassing - to FINRA and the SEC, and an insult to investors. I should be able to make investments in the targeted public securities that I believe are in my (and my family's) best interests without going through a special process. Further, given all the extreme movements in individual stocks recently (Gamestop exemplifies), why limit the initiative to the targeted securities? It's arbitrary to so limit, simply apply the ill-advised proposed restrictions to ALL SECURITIES (sarcasm intended).

Dajen Huang Comment On Regulatory Notice 22-08

Dear Sirs, As a US citizen, I believe I have the right to choose my own investment for myself and my own family using any public investment vessels. This right should come with no further official regulation to decide if I am qualified in knowledge or risk taking since it's my own decision based on my own due diligence. In the past 20 years, Fed kept relaxing credits in order to save different financial crisis including 2000 internet bubbles, 2018 sub-prime mortgage crisis, and 2020 pandemic beak down.