Mitch Clayton Comment On Regulatory Notice 22-08
Let us manage our investments as we see fit. Dont change how it currently is.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Let us manage our investments as we see fit. Dont change how it currently is.
I'm an educated investor and myself not regulators should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged. Being educated in the market allows me to use my knowledge to offset normal market cycles. Please consider voting no to this proposed rule.
You not regulators should be able to choose the public investments that are right for you and your family. Public investments should be available to all of the public, not just the privileged.
I do not want regulators to limit the use of inverse and leveraged funds to the general public. This would limit my ability to invest using my retirement accounts, in which other investment strategies are not allowed, such as options and short selling. If these funds are straight forward to investors through the prospectus and following current regulations, no other measures should be imposed on me. If new regulations are a political stunt dictated by Congress to remove any downward pressure on major markets, it's not going to work.
It is not the responsibility of an outside party to decide what is best for me or my family. They have no knowledge of me or my situation. It is my responsibility to review, assess risk and act in my best interest. To that end all risks and rewards are my own. Please stay out and stop the over regulation and coddling based on your need to control and "protect the less/under informed". You primarily only end up hurting the regular people. I not regulators should be able to choose the public investments that are right for you and your family.
This is an example of government overreach. As long as the products themselves are following banking requirements, investors should be allowed to assess their own level of risk.
Dear FINRA Regular retail investors should not be precluded from access to leveraged investment products. By only allowing institutions to use leveraged investment vehicles you are discriminating against individuals and preventing them from using all of the tools in the investment tool kit. Life is risky, individuals do not need to be protected from themselves by the government. Instead you should be focused on education to ensure the risks are better understood. Feel free to contact me directly for a more thorough explanation of my perspective.
Dear Sir or Madam: I am an adult. I understand the risks. I want to invest my Money as I see fit. Leave the laws alone.
I would like to have the option to choose on what I want to invest in.