FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070381701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: David Khezri (Respondent) Former General Securities Representative CRD No. 2736831 Pursuant to FINRA Rule 9216, Respondent David Khezri submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that