2020066345701 Christopher J. Passero, CRD 2517681 AWC gg (2022-1652314804089).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2020066345701
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Christopher J. Passero (Respondent)
Investment Company and Variable Contracts Products
Representative and General Securities Representative
CRD No. 2517681
Pursuant to FINRA Rule 9216, Respondent Christopher J. Passero submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below. This AWC is submitted on the condition that,
2019061956701 Patrick Nicholas Teutonico CRD 2875434 AWC gg (2022-1652314802089).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2019061956701
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Patrick Nicholas Teutonico (Respondent)
General Securities Representative
CRD No. 2875434
Pursuant to FINRA Rule 9216, Respondent Patrick Nicholas Teutonico submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below. This AWC is submitted on the condition that,