2021070570201 Michael Peter Dmytryshyn CRD 2203199 AWC sl (2022-1646007607296).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070570201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Michael Peter Dmytryshyn (Respondent) General Securities Representative CRD No. 2203199 Pursuant to FINRA Rule 9216, Respondent. Michael Peter Dmytryshyn submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2021071785501 Francis Cid CRD 2897738 AWC sl (2022-1646007606961).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021071785501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Francis Cid (Respondent) Former General Securities Representative CRD No. 2897738 Pursuant to FINRA Rule 9216, Respondent Francis Cid submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2020067053001 Michael Knittel CRD 3274235 AWC sl (2022-1646007606654).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067053001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Michael Knittel (Respondent) Former General Securities Representative CRD No. 3274235 Pursuant to FINRA Rule 9216, Respondent Michael Knittel submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
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