CETF

Certified ETF Advisor (CETF)

Designation Essentials
Status Currently offered and recognized by the issuing organization
Issuing Organization The ETF Institute
Qualification and Training Requirements
Prerequisites

None
Designation Training Requirements

Online self-study course
Designation Exam Type

Online, closed-book exam
Continuing Education Requirements

15 hours every 2 years
Verification and Complaints
Online Designation Resource

Online at Finding a CETF Professional
Investor Complaint Process

Contact The ETF Institute via email, phone (877-625-7279) or online submission.
Published List of Disciplined Designees

None

2021070337201 Joseph LaScala, Jr. CRD 3070261 AWC sl (2022-1645662137024).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070337201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Joseph LaScala, Jr. (Respondent) General Securities Representative CRD No. 3070261 Pursuant to FINRA Rule 9216, Respondent Joseph LaScala, Jr. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2020067572701 Joshua D. Nicholas CRD 6529944 AWC sl (2022-1645662136844).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067572701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Joshua D. Nicholas (Respondent) Former General Securities Representative CRD No. 6529944 Pursuant to FINRA Rule 9216, Respondent Joshua D. Nicholas submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
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