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2016051493704 Jorge A. Reyes CRD 4256834 NAC Decision sl (2021-1636244413009).pdf

BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Enforcement, Complainant, vs. Jorge A. Reyes, Miami Beach, FL, Respondent. DECISION Complaint No. 2016051493704 Dated: October 7, 2021 Registered representative fraudulently misrepresented and omitted material facts, recommended unsuitable securities to a particular customer, converted funds, and created and used marketing materials that violated the standards for public communications by FINRA members