FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068936501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jazmin Gabriela Carpenter (Respondent) General Securities Representative CRD No. 2696872 Pursuant to FINRA Rule 9216, Respondent Jazmin Gabriela Carpenter submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JASON A. WILK (CRD No. 6072438), Respondent. Disciplinary Proceeding No. 2019060753502 Hearing Officer—BEK DEFAULT DECISION March 3, 2022 Respondent is barred from associating with any FINRA member firm in any capacity for failing to provide testimony during an investigation. Appearances For the Complainant: David Monachino, Esq., Michael Dorfman-Gonzalez, Esq.,