Felipe Benavidez Comment On Regulatory Notice 21-19

To Whom It May Concern, I have seen first hand the impact of false information devastate retail stock investments. Without real integrity, the small individual like myself, will not only be disheartened, but disillusioned with market. How can we possibly compete in a fair and just market when the lack of transparency means you will never have a level playing field. Please, please make every effort to give everyone a truly fair market. Thank you.

2020068377301 Alexander Vesneske CRD 6156226 AWC va (2021-1629418813968).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068377301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Alexander Vesneske (Respondent) Former General Securities Representative and Former Private Securities Offering Representative CRD No. 6156226 Pursuant to FINRA Rule 9216, Respondent Alexander Vesneske submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2016047624501 Luis Fernando Restrepo CRD 2167380 AWC va (2021-1629418812984).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2016047624501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Luis Fernando Restrepo (Respondent) Former General Securities Principal, former Investment Banking Principal, former Compliance Officer. CRD No. 2167380 Pursuant to FINRA Rule 9216, Respondent Luis Fernando Restrepo submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

Thomas J Wolfe Comment On Special Notice – 6/30/21

1) What is the single most neglected area in the field of investor education? How might this area be developed? ANSWER: While the barrier of entry to investment markets is lower than ever with online low cost trading platforms, etc. - the technical knowledge required to make informed corporate investment decisions, creates a huge barrier to the average investor. A single most neglected area is difficult to pinpoint.

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