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2020067467601 Precision Securities LLC CRD 103976 AWC DM (2021-1629418813410).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067467601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Precision Securities LLC (Respondent) Member Firm CRD No. 103976 Pursuant to FINRA Rule 9216, Respondent Precision Securities LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

20-02376.pdf

20-02902.pdf

Jason Berman Comment On Regulatory Notice 21-19

I would like to see more oversight over short interest reporting. Increasing the reporting requirement frequency to daily would be a great start to begin leveling the playing field. The game is rigged right now. Investors will stop investing in equities eventually if they believe (rightfully so) that the whole game is rigged. Firms like Citron Research need to be out of business.