Robert Gillette Comment On Regulatory Notice 21-19
I am a retail investor in my later 30's. I have only been contributing to my 401(k) for the last 4 years, and opened my Roth IRA in early 2020. I have not been investing very long, and plan to be working another 30 years before I'll have enough to retire on. I tell you this only because I want you to understand how totally and completely the last 18 months have shaken my confidence in our stock markets. I used to think that while I did not have the influence or capital to shape any part of the market, I did believe that FINRA was there to protect the interest of unimportant people like me.