FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. StockKings Capital LLC (BD No. 164445) and Gregory Antonius Lewis (CRD No. 2793976), Respondents. DISCIPLINARY PROCEEDING NO. 2019060648701 COMPLAINT The Department of Enforcement alleges: I. SUMMARY 1. Since 2013, Gregory Antonius Lewis has been the founder, majority owner, and Chief Executive Officer (CEO) of FINRA member StockKings Capital LLC (“StockKings Capital” or the “Firm”). From the time he formed