FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019063686301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Israel Soto (Respondent) Former General Securities Representative CRD No. 5897011 Pursuant to FINRA Rule 9216, Respondent Israel Soto submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017055591602 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Precision Securities, LLC, Respondent Broker-Dealer CRD No. 103976 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Precision Securities, LLC submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.