Skip to main content

Jonathan Maxwell Comment On Regulatory Notice 21-19

Transparency, accountability and a fair market for all investors. This is what retail investors want. -Frequency in reporting should absolutely be on a daily basis. This should be public information. Not a “pay to play” basis. Companies who profit from hiding this information and selling it, only add to the unfair market advantage faced by retail traders. They will need to adjust their profit prospects to comply with transparency and a fair market. -I see no mention of dark pools. These need to be more transparent due to the fact that 60% of trading happens on them.

Hassan Beydoun Comment On Regulatory Notice 21-19

The federal government MUST consistently monitor the inherent market manipulation executed by certain hedge funds who have short positions in various stocks - mainly AMC and GME. The immense amount of naked short selling, buy orders being re-routed to the dark pool to prevent the stock from moving upward, as well as countless other violations need to be addressed as soon as possible. AMC and GME have seen inflow exceed outflow many days and we somehow close the trading day in the red. Daily reporting on all vital information is one of many steps in the right direction.

Chris Comment On Regulatory Notice 21-19

I’m sure you will get many comments but it would be nice to see more details on how companies are shorted in a given day as well as something which details what is considered market manipulation and how to report it because many “investors” feel they are getting a raw deal with hedge funds. I believe rules should be in place that a hedge fund cannot pay brokers for trade information especially when those hedge funds stand to make profits against retail trades.