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MSRB Report Cards

Created for firms, these reports and report cards display statistics related to firms' compliance with Municipal Securities Rulemaking Board rules and other requirements related to municipal securities and the MSRB's Electronic Municipal Market Access website.

TRACE Report Cards

Created for firms, these monthly reports cover trades of Treasuries, Securitized Products, Agency Bonds, and Corporate Debt that a member firm reported to the Trade Reporting and Compliance Engine (TRACE).  Firms are required to report trades in accordance with established FINRA rules and regulations.

TRACE Fact Book

Released quarterly and free of charge, the TRACE Fact Book gives individual investors, market professionals, media and educational institutions a historical perspective of the OTC U.S. corporate bond market. The Fact Book provides insight into data and trends based on aggregated data as reported through TRACE.

OTC Transparency

This data consist of aggregated over-the-counter (OTC) trading information published by FINRA on a delayed basis for each alternative trading system (ATS) and member firm with a trade reporting obligation for transactions in national market system (NMS) stocks and OTC equity securities under FINRA rules. The trading information is derived directly from OTC trades that ATSs and member firms report to FINRA’s equity trade reporting facilities. These data sets do not include information about transactions that occur on national securities exchanges.