FinPro
FINRA’s Financial Professional Gateway (FinPro) provides individuals (current or former representatives) direct access to resources and tools to manage their securities registration information.
Financial Industry Networking Directory (FIND)
The Financial Industry Networking Directory (FIND)™ is a new FINRA service that looks to connect individuals with financial services firms that are recruiting for full-time employment and internship positions. Learn more below about how you can join and benefit from FIND.
Disclosure Report Cards
Reports cards published for firms to monitor their performance in reporting disclosure and non-disclosure events and CRD late filing fee information.
BrokerCheck
BrokerCheck is a free tool from FINRA that can help you research the professional backgrounds of brokers and brokerage firms, as well as investment adviser firms and advisers.
William Goren Comment On Regulatory Notice 21-17
I am a FINRA arbitrator. I am also deaf but function entirely in the hearing world with lip reading and hearing aids. FINRA has been absolutely absolutely phenomenal with respect to accommodating my disability. The only thing I would add is that any diversity efforts need to include persons with disabilities (prior FINRA diversity surveys have not had that category). Also, it would be great if FINRA would support adding people with disabilities to any SEC rules mandating diversity in the boardroom.