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Michael Moreira Comment On Regulatory Notice 21-19

As a retail investor I cannot say I'm happy with the whole financial system with stock market. Everything we buy and sell is reported instantly. Our positions are transparent to any market maker or institution. All we ask for is full transparency on all transactions that occur in that trading day. In today's age we should be able to track and barcode every share that is available in a particular stock. The fact that small fines and turning a blind eye to market manipulation is damaging to the economy.

Mo Comment On Regulatory Notice 21-19

Yes all these disclosures are ok and show improvement. But what we need is bigger fines and penalties for those who breaks the rules and manipulating the market, yes Hedged finds and Broker platforms such as Robinhood. You need to say it’s enough and you can’t keep doing wrong stuffs. All these little fines recently changes nothing, someone is at fault and guilty, some people deserve to go to jail for it as they damaging millions of people lives by ruining their financial situation. Some brokers/trades platforms such as Robinhood needs to be checked on as well and punished severely.

Chance Lacour Comment On Regulatory Notice 21-19

I would like to see you actually enforce your rules. Not reminders, a actual punishment. Also not a "yeah we saw you steal 700 mil so we're just going fine you 70 mil and you can be on your way." No all of it. Everything that was taken, taken back. From what I have seen you don't enforce ur SSR rule, Threshold list rules, naked shorting rules, payment for order flow rules ect... Also if your really about transparency and a fair market, like your statement says, start with same day data instead of t-2 for short data. Hardly fair when retail in alway at least 2 days behind the big players.