FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2020068795001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Paul J. Halvorson (Respondent) Former General Securities Representative CRD No. 1628854 Pursuant to FINRA Rule 9216, Respondent Paul J. Halvorson submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.