FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068439201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Edmund Zack (Respondent) Former General Securities Representative CRD No. 2215116 Pursuant to FINRA Rule 9216, Respondent Edmund Zack submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2017054755209 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Corey A. White (Respondent) General Securities Principal, Registered Options Principal CRD No. 4537015 Pursuant to FINRA Rule 9216, Respondent Corey A. White submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018059251701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Trevor B. Rahn (Respondent) Former General Securities Representative CRD No. 2196155 Pursuant to FINRA Rule 9216, Respondent Trevor B. Rahn submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.