For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
FINRA Requests has recently been updated to improve efficiency when responding to request items. Join us to learn more about some of its recent enhancements, including simplified filtering, data layout improvements, optional filing creation and viewing historical requests.
Rule Filing Status: Filed for Immediate Effectiveness
Rule change to extend the pilot period related to FINRA Rule 6121.02 (Market-wide Circuit Breakers in NMS Stocks).
