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FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067764001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Rhett Douglas Bedwell (Respondent) Former General Securities Representative CRD No. 5664392 Pursuant to FINRA Rule 9216, Respondent Rhett Douglas Bedwell submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

Kayte Toczylowski

Kayte Toczylowski is Vice President of Member Relations and Education for FINRA. In leading the Member Relations and Education Department, Ms. Toczylowski’s responsibilities include maintaining and enhancing open and effective dialog with FINRA member firms. Ms. Toczylowski also oversees FINRA’s Member Education area, which includes FINRA conferences and other member firm educational offerings such as the FINRA Institute at Georgetown for the Certified Regulatory and Compliance Professional (CRCP)® designation. Ms.

2017052473701 Louis Capital Markets, LP (nka Louis Capital Markets, LLC) CRD 48013 AWC jlg (2021-1617322803111).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT 2017052473701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Louis Capital Markets, LP (n/k/a Louis Capital Markets, LLC) (Respondent) Member Firm CRD No. 48013 Pursuant to FINRA Rule 9216, Respondent Louis Capital Markets, LP submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
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