For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
The Long Term Stock Exchange (“LTSE”) is providing a second testing opportunity this weekend in preparation for their August 28, 2020 launch. Firms participating in the August 22, 2020 test may send OATS data related to those orders to the OATS Certification Testing environment before the following Monday's OATS reporting deadline. OATS will then attempt to match to LTSE test data. Matching statistics for the weekend test will be provided to firms upon request and will not be published to OATS CT Website.
